-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S2ICZ0yhyTq5MbeIF7ZEoJALW5cOOixWKWWEwtlLA97PKMh+68zlZIFTTh2OmVon p6f4uW++lmHV/nzkBW1GFg== 0001015402-99-001494.txt : 19991206 0001015402-99-001494.hdr.sgml : 19991206 ACCESSION NUMBER: 0001015402-99-001494 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19991203 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: RICKS CABARET INTERNATIONAL INC CENTRAL INDEX KEY: 0000935419 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING & DRINKING PLACES [5810] IRS NUMBER: 760037324 STATE OF INCORPORATION: TX FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-54511 FILM NUMBER: 99768572 BUSINESS ADDRESS: STREET 1: 505 NORTH BELT SUITE 630 CITY: HOUSTON STATE: TX ZIP: 77060 BUSINESS PHONE: 2818201181 MAIL ADDRESS: STREET 1: 505 NORTH BELT SUITE 630 CITY: HOUSTON STATE: TX ZIP: 77060 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WADLEY STEVE CENTRAL INDEX KEY: 0001100086 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1491 OAK SPRINGS DRIVE CITY: MARIETTA STATE: GA ZIP: 30066 BUSINESS PHONE: 7709772966 MAIL ADDRESS: STREET 1: 1491 OAK SPRINGS DRIVE CITY: MARIETTA STATE: GA ZIP: 30066 SC 13G 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Rick's Cabaret International, Inc. ---------------------------------- (Name of Issuer) Common Stock, par value $0.01 ----------------------------- (Title of Class of Securities) 765641-30-3 ----------- (CUSIP Number) November 22, 1999 ----------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13-d-1(b) [X] Rule 13-d-1(c) [ ] Rule 13-d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP Number 765641-30-3 Page 2 of 4 (1) Name of Reporting Person and IRS Identification No. of Above Person: Steve Wadley (2) Check the Appropriate Box if a Member of a Group (See Instructions). (a) [ ] (b) [ ] (3) SEC Use Only (4) Citizenship or Place of Organization U.S.A. Number (5) Sole Voting Power of 190,917 Shares Bene- ficially (6) Shared Voting Power Owned -0- by Each Report- (7) Sole Dispositive Power ing 190,917 Person With: (8) Shared Dispositive Power -0- (9) Aggregate Amount Owned by Each Reporting Person 190,917 (10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) [ ] (11) Percent of Class Represented by Amount if Row (9) 5.3% (12) Type of Reporting Person IN CUSIP Number 765641-30-3 Page 3 of 4 ITEM 1. (a) Rick's Cabaret International, Inc. (the "Company" or the "Issuer") (b) 505 North Belt, Suite 630, Houston, Texas 77060 ITEM 2. (a) Steve Wadley ("Wadley") (b) 1491 Oak Springs Drive, Marietta, Georgia 30066 (c) U.S.A. (d) Common Stock, par value $0.01 (e) 765641-30-3 ITEM 3. If this statement is filed pursuant to SS240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: Not applicable ITEM 4. Ownership (a) 190,917 (b) 5.3% (c) (i) Sole Voting Power 190,917 (ii) Shared Voting Power -0- (iii) Sole Dispositive Power 190,917 (iv) Shared Dispositive Power -0- CUSIP Number 765641-30-3 Page 4 of 4 ITEM 5. Ownership of Five Percent or Less of a Class Not applicable ITEM 6. Ownership of More than Five Percent on Behalf of Another Person Not applicable ITEM 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not Applicable [ ] ITEM 8. Identification and Classification of Members of the Group Not Applicable ITEM 9. Notice of Dissolution of Group Not Applicable ITEM 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE Attention: Intentional misstatements or omissions of fact constitute federal criminal violations. (See Sec. 18 USC 1001). November 30, 1999 - ------------------- Date /s/ Steve Wadley - ------------------ Signature Steve Wadley - ------------- Name -----END PRIVACY-ENHANCED MESSAGE-----